Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 May 2022)
    • CF30 Customer (25 Nov 2013 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (6 Dec 2010 to 15 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.