Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Jul 2024)
    • [FCA CF] Material risk taker (since 24 Jul 2024)
    • [FCA CF] Material risk taker (16 Nov 2016 to 29 Apr 2024)
    • [FCA CF] Client dealing (16 Nov 2016 to 29 Apr 2024)
    • CF30 Customer (9 Dec 2008 to 27 Jun 2012)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (1 Nov 2007 to 8 Dec 2007)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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