NCM Fund Services Limited

Date authorised
1 April 2013
Companies House
SC166074
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fourth Floor
    7 Castle Street
    Edinburgh
    EH2 3AH
    UNITED KINGDOM
    Phone
    +441316037020
    Web
    https://www.ncmfundservices.com

  • Complaints Contact

    Fourth Floor
    7 Castle Street
    Edinburgh
    EH2 3AH
    UNITED KINGDOM
    Phone
    +441316037020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter John Schwabach

    IRN PJS01474

    • CF30 Customer (14 Apr 2016 to 5 Aug 2016)
    • CF4 Partner (AR) (14 Apr 2016 to 5 Aug 2016)
  • Rebecca Glinczewska Fordwood

    IRN RGF01055

    • CF30 Customer (8 Jan 2014 to 26 Feb 2016)
  • Richard Alexander McGregor Ramsay

    IRN RAR01100

    • CF2 Non Executive Director (AR) (5 Mar 2014 to 16 Jun 2017)
  • Richard Philip Anton

    IRN RPA01016

    • CF30 Customer (12 Dec 2016 to 16 Apr 2019)
    • CF1 Director (AR) (12 Dec 2016 to 16 Apr 2019)
  • Robby Ogilvie

    IRN RXO01171

    • CF30 Customer (26 Apr 2011 to 1 Mar 2012)
  • Robert Henry Moffett Chaplin

    IRN RHC01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (3 Dec 2009 to 8 Dec 2019)
    • CF2 Non Executive Director (4 Jan 2005 to 21 Mar 2006)
    • CF1 Director (22 Jul 2004 to 4 Jan 2005)
    • CF8 Apportionment and Oversight (22 Jul 2004 to 4 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2004)
  • Robert Ian Fitzharris

    IRN RIF01011

    • CF30 Customer (19 Sep 2012 to 16 Jun 2017)
  • Robert Simpson Thomas

    IRN RST01074

    • CF30 Customer (31 Aug 2018 to 16 Apr 2019)
  • Robin Campbell Smeaton

    IRN RCS01042

    • CF27 Investment Management (1 Dec 2001 to 28 May 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 May 2004)
    • CF1 Director (1 Dec 2001 to 28 May 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 May 2004)
    • CF3 Chief Executive (1 Dec 2001 to 28 May 2004)
  • Rui Pedro Fortuna Andres

    IRN RPF01056

    • CF30 Customer (4 Aug 2014 to 30 Sep 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.