Richard Philip Anton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxx Ltd

    FRN 825289

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2021)
    • CF10 Compliance Oversight (17 Apr 2019 to 8 Dec 2019)
    • CF1 Director (17 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF30 Customer (12 Dec 2016 to 16 Apr 2019)
    • CF1 Director (AR) (12 Dec 2016 to 16 Apr 2019)
  • Amadeus Capital Partners Limited (no longer approved here)

    FRN 185291

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 1 Jan 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.