Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Healthcare Finance Limited
FRN 777540
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (18 Dec 2018 to 8 Dec 2019)
- CF1 Director (18 Dec 2018 to 8 Dec 2019)
- CF28 Systems and controls (18 Dec 2018 to 8 Dec 2019)
- CF3 Chief Executive (18 Dec 2018 to 8 Dec 2019)
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- CF27 Investment Management (1 Dec 2001 to 28 May 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 28 May 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 28 May 2004)
- CF3 Chief Executive (1 Dec 2001 to 28 May 2004)
- CF1 Director (1 Dec 2001 to 28 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.