Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Dec 2018 to 8 Dec 2019)
    • CF1 Director (18 Dec 2018 to 8 Dec 2019)
    • CF28 Systems and controls (18 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (18 Dec 2018 to 8 Dec 2019)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF27 Investment Management (1 Dec 2001 to 28 May 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 May 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 May 2004)
    • CF3 Chief Executive (1 Dec 2001 to 28 May 2004)
    • CF1 Director (1 Dec 2001 to 28 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.