Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castle Trust Capital PLC (no longer approved here)

    FRN 541910

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2020)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 20 Mar 2020)
    • CF2 Non Executive Director (5 Sep 2012 to 8 Dec 2019)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF2 Non Executive Director (AR) (5 Mar 2018 to 25 Jul 2018)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF2 Non Executive Director (AR) (5 Mar 2014 to 16 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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