Castle Trust Capital PLC

• Principal Place of Business

  Tower 42

  25 Old Broad Street

  London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +448081645000

  Web

  https://www.castletrust.co.uk

• Complaints Contact

  Castle Trust Capital plc

  Belvedere House

  Basing View

  Basingstoke

  Hampshire

  RG21 4HG

  UNITED KINGDOM

  Phone

  +448081645000

• Bank Deposits

  For Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Consumer Hire Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Structured Deposits

• Alan Southall

  IRN AXS04531

  • SMF24 Chief Operations (20 Mar 2020 to 22 Dec 2020)
• Andrew David Macdonald

  IRN AXM00296

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
• Andrew Spencer Doman

  IRN ASD01079

  • SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 20 Mar 2020)
  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 20 Mar 2020)
  • CF2 Non Executive Director (5 Sep 2018 to 8 Dec 2019)
  • CF1 Director (23 Aug 2018 to 5 Sep 2018)
• Anthony Charles Glenholme

  IRN ACG01118

  • CF10a CASS Oversight function (18 Dec 2015 to 30 Dec 2016)
  • CF29 Significant management (9 Jul 2015 to 30 Dec 2016)
• Ashani Gunasiela Jayawardana

  IRN AXJ00410

  • [PRA CF] Significant risk taker or Material risk taker (since 8 Mar 2023)
  • [FCA CF] Significant management (since 8 Mar 2023)
• Barry Roy Searle

  IRN BRS01045

  • SMF18 Other Overall Responsibility (since 9 Dec 2019)
  • CF10a CASS Oversight function (2 Aug 2017 to 28 Sep 2017)
  • CF29 Significant management (9 Jan 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Jan 2015 to 7 Sep 2016)
• Can Richard Erkan

  IRN CXE00041

  • [FCA CF] Significant management (since 9 Dec 2019)
• Carlene Anne Fox

  IRN CXF00402

  • [FCA CF] Significant management (since 7 Jan 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2025)
• Caroline Fay Angland

  IRN CXA00316

  • [FCA CF] Significant management (since 17 Aug 2023)
• Caroline Philipa Baker

  IRN CPB01133

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10a CASS Oversight function (28 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Apr 2017 to 8 Dec 2019)

No changes recorded yet.