NatWest Trustee and Depositary Services Limited

Date authorised
1 June 2018
Companies House
11194605
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Fund Guardian

  • Specialist Fund Guardian

  • Private Fund Guardian

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Solange Helene Jeanine Chamberlain

    IRN SXC00421

    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (22 May 2024 to 28 Apr 2026)
  • Stephanie Lisa Duke

    IRN SXD00186

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2024 to 19 Dec 2025)
    • [FCA CF] Significant management (24 Nov 2022 to 19 Dec 2025)
  • Stephen James Reilly

    IRN SJR01145

    • CF2 Non Executive Director (1 Jun 2018 to 5 Jun 2019)
  • Stephen Lewis Hair

    IRN SXH51285

    • [FCA CF] Manager of certification employee (22 Aug 2023 to 25 Apr 2024)
  • Stuart Foster

    IRN SPF01078

    • SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2022)
    • CF1 Director (30 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (30 Sep 2019 to 8 Dec 2019)
  • Susan Fouquier

    IRN SXF37455

    • [FCA CF] Significant management (24 Nov 2022 to 1 Dec 2023)
  • Teresa Kingswood

    IRN TXK80083

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2024)
  • Tracy Elaine Watkinson

    IRN TXW71256

    • Director of firm who is not a certification employee or a SMF manager (10 Jul 2024 to 12 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 Sep 2023 to 3 Jul 2024)
  • Wendy Lee Phillis

    IRN WPL01006

    • SMF7 Group Entity Senior Manager (since 17 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2022 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (24 Nov 2022 to 1 Mar 2023)
    • [FCA CF] Significant management (24 Nov 2022 to 15 Dec 2022)
  • Wendy Margaret Redshaw

    IRN WXR37738

    • [PRA CF] Significant risk taker or Material risk taker (since 22 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2021 to 21 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.