Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Jul 2023 to 6 May 2025)
- [FCA CF] Manager of certification employee (17 Mar 2023 to 6 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 6 May 2025)
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- [FCA CF] Manager of certification employee (29 Mar 2023 to 6 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 6 May 2025)
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- [FCA CF] Manager of certification employee (29 Mar 2023 to 6 May 2025)
- [FCA CF] Material risk taker (31 Oct 2019 to 6 May 2025)
- SMF19 Head of Overseas Branch/Head of Overseas (30 Sep 2019 to 8 Feb 2023)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 6 May 2025)
- [FCA CF] Manager of certification employee (31 Oct 2019 to 9 Aug 2022)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Dec 2019)
- CF2 Non Executive Director (28 Jun 2017 to 29 Jun 2023)
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- SMF3 Executive Director (9 Dec 2019 to 16 Dec 2022)
- SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2022)
- CF1 Director (30 Sep 2019 to 8 Dec 2019)
- CF3 Chief Executive (30 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.