Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF6 Head of Key Business Areas (since 24 Jul 2025)
- [FCA CF] Significant management (1 Jul 2023 to 12 Jan 2026)
- [FCA CF] Manager of certification employee (4 Nov 2022 to 21 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (2 Mar 2021 to 12 Jan 2026)
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NatWest Markets Plc
FRN 121882
- SMF18 Other Overall Responsibility (since 24 Jul 2025)
- [FCA CF] Manager of certification employee (16 Oct 2024 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 12 Jan 2026)
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Coutts & Company
FRN 122287
- SMF18 Other Overall Responsibility (since 24 Jul 2025)
- [FCA CF] Manager of certification employee (16 Oct 2024 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 12 Jan 2026)
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- SMF22 Other Local Responsibility (since 24 Jul 2025)
- [FCA CF] Manager of certification employee (16 Oct 2024 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 12 Jan 2026)
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- [FCA CF] Manager of certification employee (since 16 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (22 May 2024 to 28 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.