Stephen James Reilly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Royal Bank of Scotland International Limited (no longer approved here)
FRN 760675
- [PRA CF] Significant risk taker or Material risk taker (4 Jan 2019 to 30 Apr 2019)
- [FCA CF] Manager of certification employee (4 Jan 2019 to 30 Apr 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Manager of certification employee (25 Oct 2018 to 30 Apr 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
NatWest Trustee and Depositary Services Limited (no longer approved here)
FRN 794152
- CF2 Non Executive Director (1 Jun 2018 to 5 Jun 2019)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [PRA CF] Significant risk taker or Material risk taker (2 Apr 2018 to 21 Dec 2018)
- [FCA CF] Manager of certification employee (2 Apr 2018 to 21 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.