NatWest Trustee and Depositary Services Limited

• Principal Place of Business

  NatWest Trustee and Depositary Services Limited

  250 Bishopsgate

  London

  EC2M 4AA

  UNITED KINGDOM

  Phone

  +442077144163

  Web

  https://www.rbsinternational.com/global/natwesttds.html

• Complaints Contact

  House A

  Floor 0

  Gogarburn

  175 Glasgow Road

  Edinburgh

  EH12 1HQ

  UNITED KINGDOM

  Phone

  +4407970954095

  Web

  https://www.rbsinternational.com/global/natwesttds.html

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Begbie

  IRN RXB01309

  • SMF7 Group Entity Senior Manager (since 25 Aug 2023)
• Robert Horrocks

  IRN RXH27131

  • [PRA CF] Significant risk taker or Material risk taker (since 24 Aug 2023)
  • [FCA CF] Significant management (since 24 Nov 2022)
• Robert Palfrey

  IRN RXP87367

  • [FCA CF] CASS oversight function (22 Jun 2020 to 5 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 5 May 2023)
• Samantha Clare Bowerman

  IRN SXB37357

  • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2024 to 31 Dec 2025)
• Sarah Diller

  IRN SXD06357

  • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2022 to 1 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2020 to 31 Mar 2020)
• Scott Aaron Marcar

  IRN SXM00606

  • SMF24 Chief Operations (since 16 Jan 2023)
• Scott Alexander Ritchie

  IRN SXR00700

  • [PRA CF] Significant risk taker or Material risk taker (1 May 2023 to 23 Feb 2024)
  • [FCA CF] CASS oversight function (1 May 2023 to 23 Feb 2024)
• Sharon Ann Riddell

  IRN SXR00672

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2024)
• Simon Andrew Wright

  IRN SAW01297

  • CF1 Director (1 Jun 2018 to 20 Sep 2019)
  • CF3 Chief Executive (1 Jun 2018 to 20 Sep 2019)
• Simon Anthony McNamara

  IRN SAM01349

  • SMF24 Chief Operations (18 Jan 2020 to 10 Oct 2022)

No changes recorded yet.