Robert Horrocks

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 7 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (6 Nov 2024 to 17 Mar 2026)
    • SMF2 Chief Finance (17 Mar 2020 to 30 Jun 2020)
    • [FCA CF] Material risk taker (25 Jun 2018 to 1 Dec 2020)
  • NatWest Trustee and Depositary Services Limited

    FRN 794152

    • [PRA CF] Significant risk taker or Material risk taker (since 24 Aug 2023)
    • [FCA CF] Significant management (since 24 Nov 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 7 Sep 2022)
    • [FCA CF] Material risk taker (25 Jun 2018 to 1 Dec 2020)
  • The Royal Bank of Scotland International Limited

    FRN 760675

    • [FCA CF] Significant management (since 24 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Sep 2022)
    • [FCA CF] Manager of certification employee (since 7 Sep 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (25 Jun 2018 to 1 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.