Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 15 Oct 2024)
    • SMF1 Chief Executive (15 Oct 2024 to 15 Oct 2024)
    • [FCA CF] Manager of certification employee (26 Jan 2017 to 17 Mar 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 17 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 17 Mar 2020)
    • CF30 Customer (27 Aug 2015 to 6 Mar 2016)
    • CF29 Significant management (23 Sep 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • SMF6 Head of Key Business Areas (since 15 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jun 2021 to 5 Jan 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jul 2023)
    • SMF18 Other Overall Responsibility (since 15 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2023 to 5 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2020)
    • [FCA CF] Manager of certification employee (since 15 Sep 2023)
    • SMF7 Group Entity Senior Manager (since 25 Aug 2023)
    • [FCA CF] Manager of certification employee (26 May 2023 to 30 Aug 2023)
    • [FCA CF] Material risk taker (2 Apr 2018 to 17 Mar 2020)
    • SMF7 Group Entity Senior Manager (since 25 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.