NatWest Trustee and Depositary Services Limited

Date authorised
1 June 2018
Companies House
11194605
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Fund Guardian

  • Specialist Fund Guardian

  • Private Fund Guardian

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nick Curle

    IRN NXC00023

    • SMF7 Group Entity Senior Manager (since 21 Jan 2021)
  • Nicola Jayne Horton

    IRN NXH00368

    • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2023 to 23 Oct 2023)
    • [FCA CF] Manager of certification employee (27 Feb 2023 to 23 Oct 2023)
  • Oliver Gerald Holbourn

    IRN OGH01002

    • [PRA CF] Significant risk taker or Material risk taker (19 Nov 2024 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (9 Jan 2023 to 1 Jul 2025)
  • Peter Gordon Flavel

    IRN PGF01022

    • [FCA CF] Manager of certification employee (1 Jun 2023 to 27 Jul 2023)
  • Peter John Norton

    IRN PJN01061

    • [FCA CF] Manager of certification employee (since 22 Jul 2025)
  • Ralph Antoine Ricks

    IRN RXR37402

    • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2021 to 26 Jan 2025)
  • Rebecca Joanne McNaul

    IRN RJM01538

    • CF11 Money Laundering Reporting (1 Jun 2018 to 10 May 2019)
  • Richard Bolingbroke

    IRN RXB00213

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2024 to 1 May 2025)
    • [FCA CF] Significant management (24 Nov 2022 to 1 May 2025)
  • Richard Graham Halstead

    IRN RGH01061

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Feb 2023)
    • CF2 Non Executive Director (5 Sep 2018 to 8 Dec 2019)
  • Richard Steel

    IRN RXS01205

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

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