Peter John Norton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (27 Oct 2020 to 10 Jun 2024)
    • [FCA CF] Material risk taker (29 Jan 2019 to 10 Jun 2024)
  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2023 to 10 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 10 Jun 2024)
    • [FCA CF] Material risk taker (31 May 2019 to 27 Oct 2020)
  • Coutts & Company

    FRN 122287

    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jun 2024 to 21 Jun 2024)
    • [FCA CF] Manager of certification employee (27 Oct 2020 to 8 Jan 2021)
    • [FCA CF] Material risk taker (29 Jan 2019 to 8 Jan 2021)
  • The Royal Bank of Scotland International Limited

    FRN 760675

    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jun 2024 to 21 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 10 Jun 2024)
    • [FCA CF] Material risk taker (31 May 2019 to 27 Oct 2020)
  • NatWest Trustee and Depositary Services Limited

    FRN 794152

    • [FCA CF] Manager of certification employee (since 22 Jul 2025)
  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Manager of certification employee (30 Nov 2020 to 1 Mar 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 29 Jul 2011)

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