Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [FCA CF] Manager of certification employee (1 Jun 2023 to 27 Jul 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (13 Dec 2022 to 27 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (13 Dec 2022 to 27 Jul 2023)
    • SMF18 Other Overall Responsibility (26 Jan 2017 to 30 Apr 2018)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (13 Dec 2022 to 27 Jul 2023)
    • [FCA CF] Manager of certification employee (13 Dec 2022 to 27 Jul 2023)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (10 Jun 2021 to 27 Jul 2023)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2023)
    • CF1 Director (12 Nov 2019 to 8 Dec 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF18 Other Overall Responsibility (30 Apr 2018 to 27 Jul 2023)
    • SMF3 Executive Director (7 Mar 2016 to 30 Apr 2018)
    • CF1 Director (4 Mar 2016 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF1 Chief Executive (7 Mar 2016 to 27 Jul 2023)
    • CF3 Chief Executive (4 Mar 2016 to 6 Mar 2016)
    • CF1 Director (4 Mar 2016 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF29 Significant management (1 Nov 2007 to 2 Jul 2010)
    • CF17 Significant Mgt (Other Business Operations) (16 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.