Natixis

• Principal Place of Business

  Natixis

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +4402032169000

  Web

  https://emea.cib.natixis.com/united-kingdom

• Complaints Contact

  Natixis

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442032169000

• Bank Deposits

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Andrew Lamb

  IRN JAL01117

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 6 Jan 2025)
  • CF30 Customer (27 Apr 2010 to 6 Mar 2016)
• James Ashe

  IRN JAA01188

  • [FCA CF] Client dealing (since 8 Oct 2024)
• James Daniel Griffin

  IRN JXG38389

  • [FCA CF] Client dealing (23 Jan 2019 to 30 Sep 2025)
• James Edward Purcell Lesser

  IRN JEL01070

  • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
  • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
• James Harrison McQueen

  IRN JHM01125

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 9 Jul 2020)
  • [FCA CF] Client dealing (7 Mar 2016 to 9 Jul 2020)
  • CF30 Customer (13 Jul 2011 to 6 Mar 2016)
• James Joseph Boland

  IRN JJB01085

  • CF30 Customer (24 Feb 2010 to 1 Aug 2012)
• James Joseph Thomson

  IRN JJT01020

  • [FCA CF] Client dealing (19 Jan 2023 to 31 Aug 2023)
  • [FCA CF] Manager of certification employee (19 Jan 2023 to 31 Aug 2023)
• James Nicholas Wall

  IRN JNW01040

  • [FCA CF] Functions requiring qualifications (8 Dec 2017 to 5 Mar 2021)
  • [FCA CF] Client dealing (8 Dec 2017 to 27 Aug 2021)
• James Patrick Nuttall

  IRN JPN01031

  • CF21 Investment Adviser (30 May 2002 to 23 Aug 2002)
• James Schaffer

  IRN JAS01391

  • CF30 Customer (16 Sep 2015 to 6 Mar 2016)

• Axeltis Limited (no longer appointed)

  FRN 211455 · Appointed 29 Apr 2002 · Until 17 Jul 2002

No changes recorded yet.