James Patrick Nuttall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert Quinn Advisory LLP (no longer approved here)
FRN 548030
- CF30 Customer (11 Apr 2017 to 27 Apr 2018)
Arcadia Agri Limited (no longer approved here)
FRN 774590
- Employed By (11 Apr 2017 to 27 Apr 2018)
FinEx Capital Management LLP (no longer approved here)
FRN 550784
- CF30 Customer (11 Sep 2014 to 10 Feb 2017)
- CF4 Partner (11 Sep 2014 to 10 Feb 2017)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (27 May 2011 to 25 Sep 2013)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (27 May 2011 to 25 Sep 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (19 Jan 2009 to 9 Aug 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (19 Jan 2009 to 9 Aug 2009)
Natixis (no longer approved here)
FRN 206092
- CF21 Investment Adviser (30 May 2002 to 23 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.