James Schaffer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 30 Nov 2022)
  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 21 Jan 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (16 Sep 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 17 Apr 2015)
    • CF21 Investment Adviser (21 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.