James Nicholas Wall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (31 Aug 2021 to 12 Nov 2025)
    • [FCA CF] Client dealing (31 Aug 2021 to 12 Nov 2025)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (8 Dec 2017 to 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (8 Dec 2017 to 5 Mar 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (7 Jun 2010 to 20 Aug 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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