Natixis Investment Managers UK Limited

• Principal Place of Business

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

  Web

  http://www.im.natixis.com

• Complaints Contact

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• M Katherine Hughes

  IRN MKH01017

  • CF30 Customer (1 Nov 2007 to 23 Apr 2009)
  • CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (26 Jan 2004 to 26 Sep 2006)
  • CF11 Money Laundering Reporting (26 Jan 2004 to 26 Sep 2006)
  • CF8 Apportionment and Oversight (9 Jul 2003 to 26 Sep 2006)
  • CF3 Chief Executive (9 Jul 2003 to 26 Sep 2006)
  • CF1 Director (9 Jul 2003 to 23 Apr 2009)
• Marie Therese Virginie Rivalland

  IRN MTR01010

  • CF30 Customer (1 Nov 2007 to 16 Mar 2009)
  • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
• Marine Mouraret

  IRN MXM00620

  • [FCA CF] Manager of certification employee (25 May 2023 to 30 May 2025)
  • [FCA CF] Significant management (16 Jul 2021 to 30 May 2025)
• Mark Charles Doyle

  IRN MCD01083

  • CF3 Chief Executive (14 May 2009 to 24 Sep 2009)
  • CF11 Money Laundering Reporting (30 Apr 2009 to 24 Sep 2009)
  • CF30 Customer (27 Dec 2007 to 1 May 2010)
  • CF1 Director (7 Nov 2007 to 20 Jan 2014)
• Mark Robert Horne

  IRN MRH01092

  • CF30 Customer (1 Nov 2007 to 25 Feb 2008)
  • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
• Mark Willard Holland

  IRN MWH01038

  • CF1 Director (1 Dec 2001 to 1 Aug 2002)
• Matthew Byron Shafer

  IRN MBS01093

  • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2022)
  • CF1 Director (14 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (14 Apr 2014 to 8 Dec 2019)
• Matthew David Riley

  IRN MDR01105

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Aug 2013 to 8 Dec 2019)
• Matthew Townson

  IRN MXT00794

  • [FCA CF] Significant management (since 11 Mar 2026)
• Mauricio Cavellos

  IRN MXC01531

  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Aug 2002)
  • CF1 Director (1 Dec 2001 to 1 Aug 2002)
  • CF3 Chief Executive (1 Dec 2001 to 1 Aug 2002)

No changes recorded yet.