Natixis Investment Managers UK Limited

• Principal Place of Business

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

  Web

  http://www.im.natixis.com

• Complaints Contact

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mireille Jacqueline Chetioui

  IRN MJC01349

  • CF1 Director (21 Mar 2002 to 17 Jul 2002)
  • CF13 Finance (21 Mar 2002 to 10 Oct 2003)
• Nicholas Groom

  IRN NXG01163

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Nicholas James Richard Hinds

  IRN NJH01136

  • CF1 Director (24 Mar 2014 to 12 Dec 2017)
  • CF30 Customer (28 Jun 2012 to 12 Dec 2017)
• Ouaile El Fetouhi

  IRN OXE01034

  • [FCA CF] Client dealing (14 Sep 2020 to 30 May 2025)
  • [FCA CF] Manager of certification employee (14 Sep 2020 to 30 May 2025)
• Patricia Monique Yvonne Horsfall

  IRN PMH01126

  • [FCA CF] Manager of certification employee (since 25 May 2023)
  • [FCA CF] Material risk taker (since 25 May 2023)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF10 Compliance Oversight (21 Oct 2009 to 17 Sep 2013)
  • CF11 Money Laundering Reporting (21 Oct 2009 to 17 Sep 2013)
• Robert Peter Hall

  IRN RPH01101

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
  • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
• Roman Yakubov

  IRN RXY01058

  • CF30 Customer (30 Apr 2008 to 15 Mar 2010)
• Samantha Claire Nash

  IRN SXN00096

  • SMF3 Executive Director (since 29 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2021)
• Scott Rintoul Maclean

  IRN SRM01210

  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Feb 2022 to 10 Jun 2024)
  • CF30 Customer (2 Oct 2014 to 8 Dec 2019)
• Sebastien Jean-Louis Camblin

  IRN SXC00597

  • [FCA CF] Significant management (16 Jul 2021 to 1 Sep 2023)

No changes recorded yet.