Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Natixis Investment Managers UK Limited
FRN 190258
- [FCA CF] Manager of certification employee (since 25 May 2023)
- [FCA CF] Material risk taker (since 25 May 2023)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2009 to 17 Sep 2013)
- CF11 Money Laundering Reporting (21 Oct 2009 to 17 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.