Natixis Investment Managers UK Limited

• Principal Place of Business

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

  Web

  http://www.im.natixis.com

• Complaints Contact

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sharon Marie Wratchford

  IRN SMW01170

  • CF1 Director (10 Jul 2006 to 29 Feb 2008)
• Shaun Raymond Levesque

  IRN SRL01063

  • CF1 Director (23 May 2003 to 20 Jul 2004)
• Spencer Ahluwalia

  IRN SXA01138

  • CF1 Director (1 Jul 2009 to 14 Oct 2010)
  • CF30 Customer (1 Nov 2007 to 24 Oct 2010)
  • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
• Spiro Andrew Christopulos

  IRN SAC01148

  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2009)
  • CF13 Finance (10 Oct 2003 to 31 Oct 2007)
• Susanna Christina Pfeiffer

  IRN SCP01042

  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
• Terence Frederick Mellish

  IRN TFM01008

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (6 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (6 Jan 2010 to 8 Dec 2019)
• Timea Bozhani

  IRN TXB91614

  • [FCA CF] Client dealing (since 22 Sep 2025)
• Victor Kolbotta Kuoch

  IRN VKK00012

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
  • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
• William Robert Thornton Fox Robinson

  IRN WRF01013

  • [FCA CF] Manager of certification employee (since 16 Feb 2026)
  • [FCA CF] Client dealing (since 16 Mar 2021)
  • CF30 Customer (11 Jun 2012 to 8 Dec 2019)
• Yuen Shan Chan

  IRN YXC00107

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • SMF16 Compliance Oversight (since 17 Feb 2026)
  • [FCA CF] Significant management (since 16 Jul 2025)

No changes recorded yet.