Matthew Byron Shafer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • SMF3 Executive Director (since 13 Nov 2024)
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • [FCA CF] Material risk taker (since 30 Oct 2023)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • SMF1 Chief Executive (5 Jul 2022 to 3 Oct 2022)
    • SMF3 Executive Director (5 Jul 2022 to 3 Oct 2022)
  • Natixis Investment Managers UK Limited (no longer approved here)

    FRN 190258

    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2022)
    • CF30 Customer (14 Apr 2014 to 8 Dec 2019)
    • CF1 Director (14 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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