Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis Investment Managers UK Limited (no longer approved here)

    FRN 190258

    • CF30 Customer (1 Nov 2007 to 23 Apr 2009)
    • CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Jan 2004 to 26 Sep 2006)
    • CF10 Compliance Oversight (26 Jan 2004 to 26 Sep 2006)
    • CF1 Director (9 Jul 2003 to 23 Apr 2009)
    • CF3 Chief Executive (9 Jul 2003 to 26 Sep 2006)
    • CF8 Apportionment and Oversight (9 Jul 2003 to 26 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.