Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• David Stephen Harry Rye

  IRN DSR01070

  • CF30 Customer (30 Mar 2015 to 6 Mar 2016)
• David Stuart Innes

  IRN DSI01004

  • CF30 Customer (3 Feb 2011 to 9 Nov 2011)
• David Tait

  IRN DNT01010

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Apr 2021)
  • CF30 Customer (20 Aug 2014 to 6 Mar 2016)
• David Tommie

  IRN DLT01048

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Dec 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jan 2022)
• David Turner

  IRN DXT00072

  • [FCA CF] Functions requiring qualifications (13 Aug 2019 to 12 Feb 2025)
• David Wheatley

  IRN DXW00010

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
• David Wright

  IRN DXW84602

  • [FCA CF] Functions requiring qualifications (12 Feb 2018 to 31 Jan 2024)
• Davinia Hendry

  IRN DXH00500

  • [FCA CF] Functions requiring qualifications (20 Dec 2021 to 23 May 2022)
• Dawn Carol Mackie

  IRN DCL01048

  • CF30 Customer (27 May 2008 to 15 May 2009)
• Dawn James

  IRN DXJ00284

  • [PRA CF] Significant risk taker or Material risk taker (19 Jun 2023 to 30 Sep 2023)
  • [FCA CF] Material risk taker (19 Jun 2023 to 30 Sep 2023)
  • [FCA CF] Significant management (19 Jun 2023 to 30 Sep 2023)

• Moneytree Financial Services Ltd (no longer appointed)

  FRN 461859 · Appointed 21 Aug 2008 · Until 29 Sep 2009

• Beacon Independent Advice Ltd (no longer appointed)

  FRN 228187 · Appointed 8 Jul 2008 · Until 31 Dec 2010

• White Rose Estates Ltd (no longer appointed)

  FRN 485516 · Appointed 30 Jun 2008 · Until 14 Sep 2009

• Wathen Financial Planning (no longer appointed)

  FRN 481541 · Appointed 3 Jun 2008 · Until 31 Dec 2010

• Bell Watson & Co Ltd (no longer appointed)

  FRN 483017 · Appointed 8 May 2008 · Until 31 Dec 2010

• Money Matters Ltd (no longer appointed)

  FRN 481030 · Appointed 1 Apr 2008 · Until 31 Dec 2010

• Jarlands Financial Services (no longer appointed)

  FRN 481034 · Appointed 1 Apr 2008 · Until 31 Dec 2010

• Kings Independent Estate Agents Limited (no longer appointed)

  FRN 480953 · Appointed 31 Mar 2008 · Until 31 Dec 2010

• Fresh Start (Midlands) Ltd (no longer appointed)

  FRN 480369 · Appointed 14 Mar 2008 · Until 31 Dec 2010

• Stanley Quigg Financial Services (no longer appointed)

  FRN 477507 · Appointed 5 Mar 2008 · Until 25 Feb 2010

No changes recorded yet.