David Stephen Harry Rye

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Apr 2019)
    • CF30 Customer (since 15 Sep 2017)
  • Pickering & Rye Financial Solutions Ltd

    FRN 828188

    • (2)Employed By (since 11 Jan 2019)
  • David Rye (no longer approved here)

    FRN 788738

    • Employed By (15 Sep 2017 to 25 Apr 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (30 Mar 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Oct 2010 to 8 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.