Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jan 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 17 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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