NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Runs Stakeholder Pensions

    For Retail (Investment), Professional

  • Runs Personal Pensions

    For Retail (Investment), Professional

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Russell Edmund Hobson

    IRN REH00040

    • (292)CF4 Partner (AR) (since 15 Sep 2008)
    • (904)CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • (906)CF21 Investment Adviser (28 Sep 2005 to 31 Oct 2007)
    • (905)CF22 Investment Adviser (Trainee) (6 Aug 2004 to 28 Sep 2005)
  • Russell Julian Lloyd

    IRN RJL00021

    • (306)CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • (308)CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • (307)CF22 Investment Adviser (Trainee) (10 May 2006 to 17 Oct 2007)
  • Ruth Amanda Atkins

    IRN RXA00254

    • (480)CF4 Partner (AR) (since 16 Jan 2022)
  • Ruth Elizabeth Pollock

    IRN REM01091

    • (334)CF4 Partner (AR) (since 8 Feb 2012)
  • Ruth Margaret Surgenor

    IRN RXS00549

    • (1002)CF4 Partner (AR) (23 Dec 2021 to 10 Jun 2023)
  • Ruth Patricia Reay

    IRN RPR01048

    • (330)CF4 Partner (AR) (14 Jan 2005 to 31 Oct 2007)
  • Ryan Jon McDowell

    IRN RXM00711

    • (469)CF4 Partner (AR) (since 30 Aug 2022)
  • Sally Angela Helen Williams

    IRN SXW01426

    • (617)SMF11 Chair of the Audit Committee (since 1 Apr 2026)
    • (1345)Director of firm who is not a certification employee or a SMF manager (1 Dec 2025 to 31 Mar 2026)
  • Sally Ann Hibberd

    IRN SAH01117

    • (1317)CF2 Non Executive Director (13 Jun 2014 to 6 Mar 2016)
  • Sally Jane Heggie

    IRN SJH01482

    • (148)CF4 Partner (AR) (since 14 Mar 2014)
    • (916)CF4 Partner (AR) (3 Mar 2009 to 30 Nov 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (580)[PRA CF] Significant risk taker or Material risk taker

  2. controlled function added: (579)[FCA CF] Significant management

  3. controlled function added: (578)[FCA CF] Material risk taker

  4. controlled function added: (577)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (576)[FCA CF] Material risk taker

  6. controlled function added: (575)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (574)[FCA CF] Significant management

  8. controlled function added: (573)[FCA CF] Material risk taker

  9. controlled function added: (572)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (571)[FCA CF] Significant management

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