Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)Employed By (since 20 Sep 2024)
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- CF4 Partner (AR) (since 15 Sep 2008)
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (28 Sep 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Aug 2004 to 28 Sep 2005)
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- CF21 Investment Adviser (28 Sep 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (6 Aug 2004 to 28 Sep 2005)
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- (68)Employed By (20 Feb 2003 to 16 Jul 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at R J Shelton, R E Hobson, H A Oxley & J R Brannen
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controlled function added: (3)Employed By at R J Shelton, R E Hobson, H A Oxley & J R Brannen