N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy David Fox Geen

  IRN JDF01045

  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
• Jeremy Howard Millard

  IRN JHM01058

  • CF30 Customer (1 Nov 2007 to 23 Nov 2012)
  • CF23 Corporate Finance Adviser (10 May 2007 to 31 Oct 2007)
• Jeremy Hugh Boardman

  IRN JHB01074

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Jeremy John Wiseman

  IRN JXW01427

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • [FCA CF] Manager of certification employee (since 31 Dec 2020)
  • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
• Jeremy Llewellyn Smith

  IRN JXS00766

  • [FCA CF] Client dealing (31 Aug 2021 to 5 Jul 2022)
• Jeremy Marc Furniss

  IRN JMF01072

  • [FCA CF] Client dealing (since 25 Jul 2022)
  • [FCA CF] Manager of certification employee (since 25 Jul 2022)
• Jeremy Marc Josse

  IRN JMJ01034

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Jeremy Michael Moodey

  IRN JMM01127

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Jeremy Paul Marcel Parisot

  IRN JPP01096

  • CF30 Customer (7 Jun 2010 to 12 Aug 2011)
• Jeremy Ron Stone

  IRN JRS01099

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (8 Sep 2006 to 31 Oct 2007)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.