N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeroen Bernardus Pieter Slaghekke

  IRN JXS00447

  • [FCA CF] Client dealing (31 Dec 2020 to 30 Jul 2021)
• Jerome Brassart

  IRN JMB01360

  • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
  • CF23 Corporate Finance Adviser (26 Mar 2007 to 31 Oct 2007)
• Jervis Rigby Rhodes

  IRN JRR01029

  • CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2003)
  • CF1 Director (1 Dec 2001 to 25 Aug 2003)
• Jesper Henning Jensen

  IRN JHJ01029

  • [FCA CF] Manager of certification employee (31 Dec 2020 to 31 Aug 2025)
  • [FCA CF] Client dealing (31 Dec 2020 to 31 Aug 2025)
  • CF30 Customer (5 Aug 2015 to 6 Mar 2016)
• Jessica Claire Hanmer

  IRN JXH00868

  • SMF3 Executive Director (since 31 May 2022)
• Jessica Lekisch Bartos

  IRN JLB01208

  • CF30 Customer (4 Jan 2018 to 13 Sep 2019)
• Jessica Sarah Kaulanjan

  IRN JSK01079

  • CF30 Customer (2 Jul 2015 to 6 Mar 2016)
• Jessica Stephanie Dale

  IRN JSG01086

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (16 Sep 2005 to 31 Oct 2007)
• Jessica Susan Webster

  IRN JXW00942

  • [FCA CF] Client dealing (4 Aug 2023 to 21 Nov 2025)
• Jia Jun Lim

  IRN JJL01098

  • CF30 Customer (5 May 2017 to 15 Jun 2018)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.