Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 20 Jun 2023)
    • [FCA CF] Significant management (since 20 Jun 2023)
    • [FCA CF] Client dealing (since 22 Feb 2021)
    • [FCA CF] Material risk taker (22 Feb 2021 to 1 Jan 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 6 Jan 2019)
    • [FCA CF] Material risk taker (1 Jan 2017 to 6 Jan 2019)
    • CF30 Customer (30 Dec 2009 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF23 Corporate Finance Adviser (26 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.