Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Iridium Corporate Finance Limited
FRN 913319
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- SMF16 Compliance Oversight (since 8 Jan 2020)
- SMF1 Chief Executive (since 8 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jan 2020)
- SMF3 Executive Director (since 8 Jan 2020)
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- CF30 Customer (18 Dec 2012 to 18 Oct 2018)
- CF4 Partner (18 Dec 2012 to 30 Jul 2018)
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- CF30 Customer (1 Nov 2007 to 23 Nov 2012)
- CF23 Corporate Finance Adviser (10 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.