Iridium Corporate Finance Limited

Date authorised
8 January 2020
Companies House
11554306
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Hill View Road
    Twickenham
    Richmond Upon Thames
    TW1 1EB
    UNITED KINGDOM
    Phone
    +4407951723531
    Web
    https://www.iridiumcf.com

  • Complaints Contact

    7 Hill View Road
    Twickenham
    Richmond Upon Thames
    TW1 1EB
    UNITED KINGDOM
    Phone
    +4407951723531

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Howard Millard

    IRN JHM01058

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF1 Chief Executive (since 8 Jan 2020)
    • SMF16 Compliance Oversight (since 8 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jan 2020)
    • SMF3 Executive Director (since 8 Jan 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.