Date authorised
1 April 2013
Companies House
03852444
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hanover Street
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200
  • Complaints Contact

    8 Hanover St
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
    • · Limited to advisory-only activities.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugo Edward John Squire

    IRN HES01031

    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Ian Horn

    IRN IXH01357

    • [FCA CF] Material risk taker (since 13 Mar 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Jakob Justesen

    IRN JXJ01490

    • [FCA CF] Client dealing (since 12 Dec 2025)
  • James Muys

    IRN JXM03077

    • [FCA CF] Client dealing (since 7 Apr 2026)
    • CF11 Money Laundering Reporting (20 Apr 2017 to 6 Jul 2017)
    • CF10 Compliance Oversight (11 Jun 2012 to 30 Jul 2013)
  • James Robert Peoples

    IRN JXP02030

    • CF30 Customer (2 Aug 2016 to 17 Oct 2019)
  • James Robertson Lewis Adams

    IRN JRA01120

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Aug 2015 to 8 Dec 2019)
  • James Tomlinson

    IRN JXT01757

    • CF30 Customer (13 Jun 2014 to 13 Apr 2015)
  • Jamie Cane

    IRN JXC02803

    • [FCA CF] Material risk taker (since 13 Mar 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Apr 2015 to 8 Dec 2019)
  • John Clifford

    IRN JXC00606

    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jonathan Paul Colbear

    IRN JXC01373

    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • SMF3 Executive Director (since 14 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.