Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 9 Jan 2024)
- [FCA CF] Client dealing (since 15 May 2020)
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- [FCA CF] Manager of certification employee (since 9 Jan 2024)
- [FCA CF] Client dealing (since 15 May 2020)
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- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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- CF30 Customer (16 Mar 2010 to 5 Apr 2013)
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- CF30 Customer (12 Nov 2008 to 6 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.