Muzinich & Co. Limited

• Principal Place of Business

  8 Hanover Street

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

  Web

  https://www.muzinich.com

• Complaints Contact

  8 Hanover St

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Joseph Alexander Hopkins

  IRN JXH89268

  • [FCA CF] Client dealing (since 27 Dec 2023)
• Joshua William Hughes

  IRN JWH01137

  • CF30 Customer (1 Sep 2011 to 19 Mar 2018)
• Kashif Riaz

  IRN KXR01579

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2026)
  • CF30 Customer (19 Jul 2016 to 8 Dec 2019)
• Katharine Laing

  IRN KXT01191

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jul 2017 to 8 Dec 2019)
• Keith Wallace

  IRN KXW01130

  • CF10 Compliance Oversight (1 Dec 2001 to 2 Aug 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Aug 2002)
• Kerrin Paul Tansley

  IRN KPT01014

  • CF3 Chief Executive (1 Dec 2001 to 1 Apr 2007)
  • CF27 Investment Management (1 Dec 2001 to 1 Apr 2007)
  • CF26 Customer Trading (1 Dec 2001 to 1 Apr 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2007)
  • CF1 Director (1 Dec 2001 to 1 Apr 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Apr 2007)
• Kevin Shah

  IRN KXS00485

  • [FCA CF] Client dealing (10 Oct 2022 to 26 Jun 2023)
• Kirsten Bode

  IRN KXB00757

  • [FCA CF] Material risk taker (since 23 Mar 2026)
• Kirsten Hanna Katharina Bode

  IRN KHB01017

  • CF30 Customer (22 Apr 2015 to 8 Dec 2019)
• Lauri Lutsar

  IRN LXL01485

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.