Muzinich & Co. Limited

• Principal Place of Business

  8 Hanover Street

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

  Web

  https://www.muzinich.com

• Complaints Contact

  8 Hanover St

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Lin Qu

  IRN LXQ01022

  • [FCA CF] Client dealing (4 Oct 2021 to 20 Dec 2021)
• Loise Kabucho

  IRN LXK01249

  • CF10 Compliance Oversight (22 Jul 2013 to 23 Jan 2017)
  • CF11 Money Laundering Reporting (22 Jul 2013 to 23 Jan 2017)
• Marc Richard Gifford Robinson

  IRN MRR01061

  • CF30 Customer (28 Jul 2015 to 14 Apr 2016)
• Marc Shirman

  IRN MXS03567

  • CF30 Customer (1 Dec 2014 to 29 Mar 2018)
• Marco Frank Gironi

  IRN MFG01018

  • [FCA CF] Manager of certification employee (since 23 Mar 2026)
• Marcos Räisänen

  IRN MXR02158

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
• Mark Clark

  IRN MXC02055

  • SMF3 Executive Director (9 Dec 2019 to 15 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2024)
  • CF10 Compliance Oversight (17 Dec 2007 to 1 Jan 2010)
  • CF1 Director (28 Aug 2007 to 8 Dec 2019)
• Mark Robinson

  IRN MXR00401

  • [FCA CF] Client dealing (since 27 Aug 2021)
• Max Jordan Shahani

  IRN MXS04938

  • [FCA CF] Client dealing (since 29 Feb 2024)
• Mel Siew

  IRN MXS03303

  • CF30 Customer (22 Jul 2013 to 31 Aug 2017)

No changes recorded yet.