Date authorised
1 April 2013
Companies House
03852444
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hanover Street
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200
  • Complaints Contact

    8 Hanover St
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
    • · Limited to advisory-only activities.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Ludwig

    IRN MXL01657

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (24 Aug 2007 to 8 Dec 2019)
  • Michael Ron Della Vedova

    IRN MRD01064

    • CF21 Investment Adviser (1 Jan 2002 to 13 Apr 2007)
    • CF27 Investment Management (1 Jan 2002 to 13 Apr 2007)
    • CF26 Customer Trading (1 Jan 2002 to 13 Apr 2007)
  • Nicholas James Robert-Nicoud

    IRN NJR01120

    • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
  • PHILIP O'LEARY

    IRN PXO01297

    • CF30 Customer (20 Apr 2015 to 29 Apr 2019)
  • Paul Fehre

    IRN PXF00282

    • [FCA CF] Material risk taker (since 23 Mar 2026)
    • SMF3 Executive Director (since 12 Dec 2025)
  • Paul Matthew Suter

    IRN PMS01130

    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • Peter Andersson

    IRN PXA00146

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2023)
  • Peter Wild

    IRN PXW00221

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2024)
  • Philip Anthony Morris

    IRN PAM01166

    • CF1 Director (29 Mar 2007 to 28 Aug 2007)
    • CF13 Finance (30 May 2002 to 28 Aug 2007)
    • CF10 Compliance Oversight (30 May 2002 to 28 Aug 2007)
    • CF11 Money Laundering Reporting (30 May 2002 to 28 Aug 2007)
  • Philip Raby

    IRN PXR01715

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2025)
    • CF30 Customer (20 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.