Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF30 Customer (2 Sep 2014 to 6 Jul 2018)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 15 Nov 2013)
    • CF21 Investment Adviser (22 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.