Date authorised
1 April 2013
Companies House
03852444
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hanover Street
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200
  • Complaints Contact

    8 Hanover St
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
    • · Limited to advisory-only activities.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rafael Torres

    IRN RXT00520

    • [FCA CF] Material risk taker (since 23 Mar 2026)
  • Riccardo Mangiarotti

    IRN RXM01426

    • [FCA CF] Material risk taker (since 23 Mar 2026)
  • Richard John Smith

    IRN RJS01350

    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Robert David Hill

    IRN RDH01059

    • CF30 Customer (19 Sep 2013 to 23 Nov 2015)
  • Robert Judson

    IRN RXJ00381

    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Samuel Edward Talbot McGairl

    IRN SEM01087

    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Jan 2017 to 22 Jan 2019)
  • Sean Walter

    IRN SXW01104

    • [FCA CF] Client dealing (since 23 Mar 2026)
  • Sebastian Venc

    IRN SXV00279

    • [FCA CF] Material risk taker (since 23 Mar 2026)
  • Senan Kiran

    IRN SXK01377

    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
  • Sian Hart

    IRN SXH01379

    • [FCA CF] Client dealing (since 12 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.