Richard John Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Muzinich & Co. Limited

    FRN 192261

    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (20 Aug 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (20 Aug 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Jul 2010)
    • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.