Muzinich & Co. Limited

• Principal Place of Business

  8 Hanover Street

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

  Web

  https://www.muzinich.com

• Complaints Contact

  8 Hanover St

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon David Males

  IRN SDM01126

  • CF30 Customer (5 Feb 2018 to 29 Apr 2019)
• Steven Kreinik

  IRN SXK02837

  • CF10 Compliance Oversight (20 Apr 2017 to 6 Jul 2017)
• Stuart Russell Fuller

  IRN SRF01053

  • [FCA CF] Material risk taker (since 24 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
• Tatjana Barbara Greil Castro

  IRN TXG01091

  • [FCA CF] Manager of certification employee (since 24 Mar 2025)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Aug 2007 to 16 Nov 2007)
  • CF11 Money Laundering Reporting (28 Aug 2007 to 30 Jul 2013)
  • CF1 Director (28 Aug 2007 to 8 Dec 2019)
  • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
  • CF27 Investment Management (31 May 2007 to 31 Oct 2007)
• Terence John Beale

  IRN TJB01115

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (27 Feb 2003 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 27 Feb 2003)
• Terence Teh

  IRN TXT00097

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Fleming

  IRN TXF00085

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Light

  IRN TJL01098

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Samson

  IRN TXS01465

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Jan 2008 to 8 Dec 2019)
• Thomas William Douie

  IRN TWD01002

  • SMF3 Executive Director (20 Feb 2021 to 10 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 10 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2021)
  • CF30 Customer (14 Jan 2019 to 8 Dec 2019)

No changes recorded yet.