Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JTC GAS UK LLP
FRN 551769
- CF30 Customer (since 19 Jan 2023)
- CF1 Director (AR) (since 19 Jan 2023)
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Private Markets Alpha Ltd
FRN 970004
- (2)Employed By (since 19 Jan 2023)
- (1)Employed By (21 Feb 2022 to 15 Dec 2022)
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- CF1 Director (AR) (21 Feb 2022 to 15 Dec 2022)
- CF30 Customer (21 Feb 2022 to 15 Dec 2022)
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- SMF3 Executive Director (20 Feb 2021 to 10 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2020 to 10 Dec 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (14 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (5 Sep 2011 to 26 Dec 2018)
- CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
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- CF30 Customer (4 Sep 2009 to 15 Aug 2011)
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- CF27 Investment Management (1 Dec 2001 to 4 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.