Evidence Capital Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alexis Yann Weber
IRN AXW00532
- CF1 Director (AR) (8 Apr 2022 to 15 Dec 2022)
- CF30 Customer (8 Apr 2022 to 15 Dec 2022)
Alla Mladina
IRN AXM86428
- SMF3 Executive Director (12 Nov 2020 to 23 Mar 2021)
Christian Alex Corcino
IRN CXC00037
- CF30 Customer (29 Jul 2021 to 15 Dec 2022)
- CF1 Director (AR) (29 Jul 2021 to 15 Dec 2022)
Florent Daniel Rigaud
IRN FXR00010
- CF1 Director (AR) (29 Jul 2021 to 15 Dec 2022)
- CF30 Customer (29 Jul 2021 to 15 Dec 2022)
Jocelyn Laudet
IRN JXL01536
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF1 Chief Executive (since 12 Nov 2020)
- SMF3 Executive Director (since 12 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2020)
- SMF16 Compliance Oversight (since 12 Nov 2020)
Thomas William Douie
IRN TWD01002
- CF30 Customer (21 Feb 2022 to 15 Dec 2022)
- CF1 Director (AR) (21 Feb 2022 to 15 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Private Markets Alpha Ltd (no longer appointed)
FRN 970004 · Appointed 17 Feb 2022 · Until 23 Dec 2022
falconpeak securities (uk) limited (no longer appointed)
FRN 931056 · Appointed 21 May 2021 · Until 23 Dec 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.