Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 12 Nov 2020)
    • SMF1 Chief Executive (since 12 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2020)
    • SMF3 Executive Director (since 12 Nov 2020)
  • Crito Capital LLP (no longer approved here)

    FRN 681420

    • CF1 Director (AR) (19 Apr 2019 to 6 Nov 2020)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
    • CF26 Customer Trading (8 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.