Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evidence Capital Ltd
FRN 926415
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF16 Compliance Oversight (since 12 Nov 2020)
- SMF1 Chief Executive (since 12 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2020)
- SMF3 Executive Director (since 12 Nov 2020)
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- CF1 Director (AR) (19 Apr 2019 to 6 Nov 2020)
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- CF30 Customer (1 Nov 2007 to 2 Jul 2008)
- CF26 Customer Trading (8 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.