Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (28 Aug 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Aug 2007 to 16 Nov 2007)
    • CF11 Money Laundering Reporting (28 Aug 2007 to 30 Jul 2013)
    • CF27 Investment Management (31 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF27 Investment Management (10 Jan 2003 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.